Futures Contracts

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SUMMARY

Futures contracts are standardized financial agreements to buy or sell a specific asset at a predetermined price on a future date. These instruments play a vital role in price discovery, risk management, and market efficiency across commodities, financial instruments, and other underlying assets.

How futures contracts work

Futures contracts are exchange-traded derivatives that create an obligation between two parties. The buyer agrees to purchase the underlying asset at expiration, while the seller commits to deliver it. Key standardized elements include:

  • Contract size
  • Delivery specifications
  • Expiration dates
  • Price increments (tick size)
  • Quality standards (for physical delivery)

Market structure and trading

Futures trading occurs on regulated exchanges through central counterparty clearing. This structure provides:

Futures Clearing Merchants (FCMs) facilitate access to markets and manage client margin requirements.

Price discovery and market efficiency

Futures markets contribute to price discovery through:

  • Forward price curves
  • Spot-futures arbitrage
  • Market depth and liquidity
  • Continuous price formation

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Trading and risk considerations

Margin requirements

Futures positions require:

  • Initial margin for new positions
  • Maintenance margin to keep positions open
  • Daily mark-to-market settlement
  • Variation margin for losses

Risk management applications

Common uses include:

Market data and analytics

Traders rely on:

Regulatory framework

Futures markets operate under comprehensive regulatory oversight:

  • Exchange rules and specifications
  • Clearing house requirements
  • Position limits and reporting
  • Market surveillance systems

Technology infrastructure

Modern futures trading requires:

The infrastructure must support:

  • High message throughput
  • Microsecond response times
  • Real-time risk checks
  • Market data processing

Market participants

Key players include:

  • Hedgers (commercial users)
  • Speculators
  • Market makers
  • Institutional investors
  • Algorithmic traders

Each participant type contributes to market liquidity and price discovery while serving different economic functions.

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